-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WQeNftO8inuOAnYeIfSCfl1inDjF/UK3dyqxL0QibhxdvHWr56IbVaYWKlVUKKbh cGxNEcGIOKTc38A5TRZSNA== 0000950120-04-000176.txt : 20040303 0000950120-04-000176.hdr.sgml : 20040303 20040303120130 ACCESSION NUMBER: 0000950120-04-000176 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040303 GROUP MEMBERS: YORK CAPITAL MANAGEMENT, L.P. GROUP MEMBERS: YORK DISTRESSED OPPORTUNITIES FUND, L.P. GROUP MEMBERS: YORK GLOBAL VALUE PARTNERS, L.P. GROUP MEMBERS: YORK INVESTMENT LIMITED GROUP MEMBERS: YORK OFFSHORES INVESTORS UNIT TRUST GROUP MEMBERS: YORK SELECT UNIT TRUST GROUP MEMBERS: YORK SELECT, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GLOBIX CORP CENTRAL INDEX KEY: 0001003111 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 133781263 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47401 FILM NUMBER: 04645124 BUSINESS ADDRESS: STREET 1: 139 CENTRE STREET CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2125945300 FORMER COMPANY: FORMER CONFORMED NAME: BELL TECHNOLOGY GROUP LTD DATE OF NAME CHANGE: 19951106 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DINAN JAMES G CENTRAL INDEX KEY: 0001022078 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 390 PARK AVE 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126510500 MAIL ADDRESS: STREET 1: 390 PARK AVE 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G/A 1 schedule13ga.txt AMENDMENT NO. 2 TO SCH. 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 2 TO SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT 1934* Globix Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Shares, $0.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 37957F200 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2003 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) - ---------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ----------------------------- CUSIP No. 37957F200 - ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS James G. Dinan - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 1,173,633 Common Shares OWNED BY EACH 6 SHARED VOTING POWER REPORTING PERSON WITH -0- 7 SOLE DISPOSITIVE POWER 1,173,633 Common Shares 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,173,633 Common Shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.13% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 2 - ----------------------------- CUSIP No. 37957F200 - ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS York Investment Limited - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Commonwealth of the Bahamas - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 370,460 Common Shares OWNED BY EACH 6 SHARED VOTING POWER REPORTING PERSON WITH -0- 7 SOLE DISPOSITIVE POWER 370,460 Common Shares 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 370,460 Common Shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 3 - ----------------------------- CUSIP No. 37957F200 - ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS York Capital Management, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 185,341 Common Shares OWNED BY EACH 6 SHARED VOTING POWER REPORTING PERSON WITH -0- 7 SOLE DISPOSITIVE POWER 185,341 Common Shares 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 185,341 Common Shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.1% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 4 - ----------------------------- CUSIP No. 37957F200 - ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS York Select, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY -0- Common Shares OWNED BY EACH 6 SHARED VOTING POWER REPORTING PERSON WITH -0- 7 SOLE DISPOSITIVE POWER -0- Common Shares 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- Common Shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 5 - ----------------------------- CUSIP No. 37957F200 - ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS York Select Unit Trust - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY -0- Common Shares OWNED BY EACH 6 SHARED VOTING POWER REPORTING PERSON WITH -0- 7 SOLE DISPOSITIVE POWER -0- Common Shares 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- Common Shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 6 - ----------------------------- CUSIP No. 37957F200 - ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS York Distressed Opportunities Fund, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 299,172 Common Shares OWNED BY EACH 6 SHARED VOTING POWER REPORTING PERSON WITH -0- 7 SOLE DISPOSITIVE POWER 299,172 Common Shares 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 299,172 Common Shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.8% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 7 - ----------------------------- CUSIP No. 37957F200 - ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS York Offshore Investors Unit Trust - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 198,841 Common Shares OWNED BY EACH 6 SHARED VOTING POWER REPORTING PERSON WITH -0- 7 SOLE DISPOSITIVE POWER 198,841 Common Shares 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 198,841 Common Shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.2% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 8 - ----------------------------- CUSIP No. 37957F200 - ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS York Global Value Partners, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY -0- Common Shares OWNED BY EACH 6 SHARED VOTING POWER REPORTING PERSON WITH -0- 7 SOLE DISPOSITIVE POWER -0- Common Shares 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- Common Shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 9 ITEM 1(a). NAME OF ISSUER: -------------- Globix Corporation ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: ----------------------------------------------- 139 Centre Street New York, New York 10013 ITEM 2.(a), NAME OF PERSON FILING; ADDRESS (b) AND (c) OF PRINCIPAL BUSINESS OFFICE; CITIZENSHIP: ----------------------------------------- This Schedule is being filed jointly by the following reporting persons (hereinafter sometimes collectively referred to as the "Reporting Persons") pursuant to an Agreement of Joint Filing attached hereto as Exhibit A: (i) James G. Dinan ("Dinan"), an individual who is the Senior Managing Member and holder of a controlling interest in Dinan Management, L.L.C. ("Dinan Management"), a New York limited liability company, York Select Domestic Holdings, LLC ("York Select Domestic Holdings"), a New York limited liability company, York Select Offshore Holdings, LLC ("York Select Offshore Holdings"), a New York limited liability company, York Distressed Domestic Holdings, LLC ("York Distressed Domestic Holdings"), a New York limited liability company, York Offshore Holdings, LLC ("York Offshore Holdings"), a New York limited liability company and York Global Value Holdings, LLC ("York Global Value Holdings"), a New York limited liability Company. Dinan is also a Director and holder of a controlling interest in York Offshore Holdings, Limited ("York Offshore Limited"), a corporation of the Commonwealth of the Bahamas. Dinan is a citizen of the United States. (ii) York Investment Limited ("York Investment"), a corporation of The Commonwealth of The Bahamas. (iii) York Capital Management, L.P. ("York Capital"), a Delaware limited partnership. (iv) York Select, L.P. ("York Select"), a Delaware limited partnership. (v) York Select Unit Trust ("York Select Trust"), a trust organized under the laws of the Cayman Islands. (vi) York Distressed Opportunities Fund, L.P. ("York Distressed Opportunities"), a Delaware limited partnership. (vii) York Offshore Investors Unit Trust ("York Offshore Investors"), a trust organized under the laws of the Cayman Islands. (viii) York Global Value Partners, L.P. ("York Global Value"), a Delaware limited partnership. York Offshore Limited is the investment manager of York Investment. 10 Dinan Management is the General Partner of York Capital. York Select Domestic Holdings is the General Partner of York Select. York Select Offshore Holdings is the investment manager of York Select Trust. York Distressed Domestic Holdings is the General Partner of York Distressed Opportunities. York Offshore Holdings is the investment manager of York Offshore Investors. York Global Value Holdings is the General Partner of York Global Value. Dinan is also filing this statement on behalf of certain other funds and accounts ("Managed Accounts") over which he has discretionary investment authority. Dinan is the President and sole shareholder of JGD Management Corp., a Delaware corporation, which manages the Managed Accounts. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE: ------------------------------------ The address of each of Dinan, York Capital, York Distressed Opportunities, York Select and York Global Value is: 390 Park Avenue 15th Floor New York, New York 10022 The address of York Investment for purposes of this filing is: York Investment Limited c/o York Capital Management 390 Park Avenue 15th Floor New York, New York 10022 The address of York Select Trust for purposes of this filing is: York Select Unit Trust c/o York Capital Management 390 Park Avenue 15th Floor New York, New York 10022 The address of York Offshore Investors for purposes of this filing is: York Offshore Investors Unit Trust c/o York Capital Management 390 Park Avenue 15th Floor New York, New York 10022 11 ITEM 2(d). TITLE OF CLASS OF SECURITIES: ---------------------------- Common Shares ITEM 2(e). CUSIP NUMBER: ------------ 37957F200 ITEM 4.(a), (b) AND (c) OWNERSHIP. --------- Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (i) Dinan ----- (a) Amount beneficially owned: 1,173,633 shares. ---------------- (b) Percent of class: 7.13%. ----- (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote 1,173,633 shares. ---------------- (ii) Shared power to vote or direct the vote -0-. --- (iii) Sole power to dispose or direct the disposition of 1,173,633 shares. ---------------- (iv) Shared power to dispose or direct the disposition of -0-. --- (ii) York Investment --------------- (a) Amount beneficially owned: 370,460 shares. -------------- (b) Percent of class: 2.3%. ---- (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote 370,460 shares. -------------- (ii) Shared power to vote or direct the vote -0-. --- (iii) Sole power to dispose or direct the disposition of 370,460 shares. -------------- (iv) Shared power to dispose or direct the disposition of -0-. --- (iii) York Capital ------------ (a) Amount beneficially owned: 185,341 shares. -------------- (b) Percent of class: 1.1%. --- 12 (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote 185,341 shares. -------------- (ii) Shared power to vote or direct the vote -0-. --- (iii) Sole power to dispose or direct the disposition of 185,341 shares. -------------- (iv) Shared power to dispose or direct the disposition of -0-. --- (iv) York Select ----------- (a) Amount beneficially owned: -0- shares. ---------- (b) Percent of class: 0%. -- (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote -0- shares. ---------- (ii) Shared power to vote or direct the vote -0-. --- (iii) Sole power to dispose or direct the disposition of -0- shares. ---------- (iv) Shared power to dispose or direct the disposition of -0-. --- (v) York Select Trust ----------------- (a) Amount beneficially owned: -0- shares. ---------- (b) Percent of class: -0-%. ---- (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote -0- shares. ---------- (ii) Shared power to vote or direct the vote -0-. --- (iii) Sole power to dispose or direct the disposition of -0- shares. ---------- (iv) Shared power to dispose or direct the disposition of -0-. --- (vi) York Distressed Opportunities ----------------------------- (a) Amount beneficially owned: 299,172 shares. -------------- (b) Percent of class: 1.8%. --- (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote 299,172 shares. -------------- 13 (ii) Shared power to vote or direct the vote -0-. --- (iii) Sole power to dispose or direct the disposition of 299,172 shares. -------------- (iv) Shared power to dispose or direct the disposition of -0-. --- (vii) York Offshore Investors ----------------------- (a) Amount beneficially owned: 198,841 shares. -------------- (b) Percent of class: 1.2%. --- (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote 198,841 shares. -------------- (ii) Shared power to vote or direct the vote -0-. --- (iii) Sole power to dispose or direct the disposition of 198,841 shares. -------------- (iv) Shared power to dispose or direct the disposition of -0-. --- (viii) York Global Value ----------------- (a) Amount beneficially owned: -0- shares. ---------- (b) Percent of class: -0-%. --- (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote -0- shares. ---------- (ii) Shared power to vote or direct the vote -0-. --- (iii) Sole power to dispose or direct the disposition of -0- shares. ---------- (iv) Shared power to dispose or direct the disposition of -0-. --- The number of shares beneficially owned and the percentage of outstanding shares represented thereby, for each of the Reporting Persons, have been computed in accordance with Rule 13d-3 under the Securities Exchange Act of 1934, as amended. The percentage of ownership described above is based on 16,460,000 Common Shares, outstanding on December 31, 2003. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. --------------------------------------------------------------- The Managed Accounts have the right to receive dividends from, or the proceeds from the sale of, the Common Shares. 14 ITEM 10. CERTIFICATION. ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE --------- After reasonable inquiry and to the best of the knowledge and belief of the undersigned Reporting Person, the undersigned Reporting Person certifies that the information set forth in this statement with respect to it, or him, as the case may be, is true, complete and accurate. Dated: March 3, 2004 /s/ James G. Dinan ---------------------------- James G. Dinan 15 ITEM 10. CERTIFICATION. ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE --------- After reasonable inquiry and to the best of the knowledge and belief of the undersigned Reporting Person, the undersigned Reporting Person certifies that the information set forth in this statement with respect to it, or him, as the case may be, is true, complete and accurate. Dated: March 3, 2004 YORK INVESTMENT LIMITED By: YORK OFFSHORE HOLDINGS LIMITED By: /s/ James G. Dinan ------------------------------ James G. Dinan Director 16 ITEM 10. CERTIFICATION. ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE --------- After reasonable inquiry and to the best of the knowledge and belief of the undersigned Reporting Person, the undersigned Reporting Person certifies that the information set forth in this statement with respect to it, or him, as the case may be, is true, complete and accurate. Dated: March 3, 2004 YORK CAPITAL MANAGEMENT, L.P. By: DINAN MANAGEMENT, L.L.C. By: /s/ James G. Dinan --------------------------- James G. Dinan Senior Managing Member 17 ITEM 10. CERTIFICATION. ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE --------- After reasonable inquiry and to the best of the knowledge and belief of the undersigned Reporting Person, the undersigned Reporting Person certifies that the information set forth in this statement with respect to it, or him, as the case may be, is true, complete and accurate. Dated: March 3, 2004 YORK SELECT, L.P. By: YORK SELECT DOMESTIC HOLDINGS, LLC By: /s/ James G. Dinan --------------------------- James G. Dinan Senior Managing Member 18 ITEM 10. CERTIFICATION. ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE --------- After reasonable inquiry and to the best of the knowledge and belief of the undersigned Reporting Person, the undersigned Reporting Person certifies that the information set forth in this statement with respect to it, or him, as the case may be, is true, complete and accurate. Dated: March 3, 2004 YORK SELECT UNIT TRUST By: YORK SELECT OFFSHORE HOLDINGS LLC By: /s/ James G. Dinan --------------------------- James G. Dinan Senior Managing Member 19 ITEM 10. CERTIFICATION. ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE --------- After reasonable inquiry and to the best of the knowledge and belief of the undersigned Reporting Person, the undersigned Reporting Person certifies that the information set forth in this statement with respect to it, or him, as the case may be, is true, complete and accurate. Dated: March 3, 2004 YORK DISTRESSED OPPORTUNITIES FUND, L.P. By: YORK DISTRESSED DOMESTIC HOLDINGS, LLC By: /s/ James G. Dinan --------------------------- James G. Dinan Senior Managing Member 20 ITEM 10. CERTIFICATION. ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE --------- After reasonable inquiry and to the best of the knowledge and belief of the undersigned Reporting Person, the undersigned Reporting Person certifies that the information set forth in this statement with respect to it, or him, as the case may be, is true, complete and accurate. Dated: March 3, 2004 YORK OFFSHORE INVESTORS UNIT TRUST By: YORK OFFSHORE HOLDINGS, LLC By: /s/ James G. Dinan --------------------------- James G. Dinan Senior Managing Member 21 ITEM 10. CERTIFICATION. ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE --------- After reasonable inquiry and to the best of the knowledge and belief of the undersigned Reporting Person, the undersigned Reporting Person certifies that the information set forth in this statement with respect to it, or him, as the case may be, is true, complete and accurate. Dated: March 3, 2004 YORK GLOBAL VALUE PARTNERS, L.P. By: YORK GLOBAL VALUE HOLDINGS, LLC By: /s/ James G. Dinan --------------------------- James G. Dinan Senior Managing Member 22 -----END PRIVACY-ENHANCED MESSAGE-----